CISI Certification Training UAE
- Course Level : Certification
- Duration : 16 Hours
- Certificate : Yes
- Pre-recorded Sessions : Yes
- 100k+ Happy Students
We are top Listed Training Institute on Coursetakers.ae
CISI Certification Training UAE
CISI UAE Financial Rules & Regulations Certification
Advance your career in banking, investment management, compliance, brokerage, and capital markets with the CISI UAE Financial Rules & Regulations Certification. Developed in collaboration with the UAE Securities & Commodities Authority (SCA), this globally recognized qualification provides professionals with a comprehensive understanding of the regulatory framework governing the UAE financial services industry.
Â
Â
Delivered by Hayford Integrated Training Institute, this program equips candidates with the knowledge and practical insights required to navigate UAE financial regulations, ethical standards, anti-money laundering obligations, and market conduct requirements.
Why Choose CISI UAE Financial Rules & Regulations?
The UAE financial sector continues to evolve rapidly, creating increasing demand for professionals who understand regulatory compliance, governance, and market operations. This certification enables participants to:
- Understand UAE financial regulations and legislation
- Learn the role of the Securities & Commodities Authority (SCA)
- Strengthen knowledge of AML/CFT compliance requirements
- Develop expertise in investment business conduct
- Enhance professional credibility and career prospects
- Gain access to CISI membership benefits and resources
- Earn the internationally respected ACSI designation upon successful completion
Who Should Attend?
This course is ideal for:
- Banking Professionals
- Investment Advisors
- Compliance Officers
- AML Professionals
- Risk Management Professionals
- Wealth Managers
- Brokerage Professionals
- Financial Consultants
- Fresh Graduates Seeking Careers in Financial Services
Key Benefits
- Earn a qualification recognized by leading financial institutions worldwide.
- Enhance opportunities in banking, compliance, investments, and capital markets.
- Develop a strong understanding of UAE financial regulations and compliance requirements.
- Demonstrate commitment to ethical and professional standards in financial services.
- Access valuable industry resources, networking opportunities, and professional development support.
- Successful candidates may use the prestigious Associate CISI (ACSI) designation.
Examination Details
Exam Format: Computer-Based Examination
Duration: 2 Hours
Number of Questions: 100 Multiple Choice Questions
Pass Mark: 70%
Certification: CISI UAE Financial Rules & Regulations
Study Recommendation: Minimum 100 Hours
Exam Availability: On-Demand through CISI Test Centres and Remote Invigilation
Why Learn with Hayford?
Hayford Integrated Training Institute is a trusted provider of professional certifications and executive education across finance, compliance, governance, risk management, and emerging technologies.
When you train with Hayford, you benefit from:
Â
• Expert Faculty
• Structured Learning Approach
• Comprehensive Study Materials
• Practice Questions & Mock Exams
• Exam Preparation Support
• Flexible Learning Options
• Dedicated Student Assistance
Take the Next Step in Your Financial Services Career
Build the regulatory knowledge and professional confidence required to succeed in the UAE financial services industry.
Â
Enroll in the CISI UAE Financial Rules & Regulations Certification today and gain a globally respected qualification that sets you apart.
Course Outline
Module 1 – The Regulatory Infrastructure
Key topics include:
Federal Law No. 4 of 2000
Securities & Commodities Authority (SCA)
SCA Resolutions
Corporate Governance – (Law No. 3 issued Jan 2020)
Codes of Conduct
License categories and requirements (decision no.13/Chairman issued on 2021)
Accounting system controls (decision no.13/Chairman issued on 2021)
Module 2 – Licensed bodies
Key topics include:
General provisions
Licensing financial activities
Requirements of capital market institutions
Module 3 – Investment Funds
Key topics include:
The local fund
Provisions Specific to Certain Public Investment Funds
Cash Investment Funds
Exchange Traded Funds
Real Estate Funds
Evaluation of In-Kind Shares of Investment Funds (Decision No. (63/R.T) of 2019)
Module 4 – Markets
Key topics include:
The Central Depository (Decision No. (19/R.M) of 2018)
Issuing and Offering Shares in Public Joint-Stock Companies
Procedures for Dealing with Listed Troubled Joint-Stock Companies (Decision
No. (13) of 2020)
Conciliation
Debt Securities (Decision No. (17) of 2014)
Islamic Securities
Derivatives
Crypto Assets (Decision No. (23) of 2020)
Module 5 – Anti-Money Laundering and Combating the Financing of Terrorism and Illegal Organisations (Federal Law No. 20 of 2018)
Key topics include:
Offences
The Role of the Financial Services Industry
Prohibitions
Politically Exposed Persons (PEPs)
Suspicious Transaction Reports (STRs)
Practical Measures
Record Keeping Requirements
Penalties
Market Abuse and Market Conduct Accepted Practice in the UAE
Conflicts of Interest Accepted Practice in the UAE
Module 6 – Client Protection
Key topics include:
Suitability Standards (Suitability and Appropriateness Standards (Decision No.
(05/Chairman) of 2020))
Appropriateness Standards (Suitability and Appropriateness Standards
(Decision No. (05/Chairman) of 2020))
Client Assets Accepted Practice in the UAE
Client Communications, Reporting, Financial Promotions and Advertising
Accepted Practice in the UAE
The Organization of Promotion and Introduction (Decision No. (3/R.M) of 2017)
Regulations for Special Purpose Acquisition Companies (Resolution No.
(01/Chairman) of 2022)
Module 7 – Trading
Key topics include:
Abu Dhabi Securities Market ADX
Broker and Trading Rules of the ADX
Clearing, Depository and Registry Rules
Clearing Operations in Commodities Markets
Dubai Gold & Commodities Exchange
Module 8 – Dubai Financial Market (DFM)
Key topics include:
Brokerage Firms
Rules of Securities Trading in the DFM
The Professional Code of Conduct (DFM)
Online Trading Regulations (DFM)
Order Types (DFM)
Order Handling (DFM)
We are top listed training institute on Coursetakers.ae
Why Hayford Training Institute
Hayford Integrated Training Institute is one of the prestigious training institutes in the region and has a global presence. Hayford serves the professional and student community in the region and globally through its best-in-class training and development programmes.
Â
Hayford led by an eminent team of experts with a cumulative experience of 300+ years of professional experience in varied industries and professional domains now offers a conducive environment for the students to develop their knowledge,
learn from the masters and practice what they have learned.
Qualified Instructor
Training Support
Access to Recorded Sessions
Flexible Schedule
Best Study Material
Do you want to learn more about Hayford Training Institute
- Learn more about courses
- Understand about our methodology
- Let’s talk about Corporate trainings
- Anything else that you want to know, we are here for you!
Frequently asked
questions
We offer three modes of training:
Online: Live interactive sessions with instructors.
Offline: Client-based or one-to-one sessions at our institute.
Pre-recorded: On-demand training videos for flexible learning.
Payments can be made via:
Bank transfer,
Online payment through a provided link (service fees may apply),
Installment plans are also available.
Yes, all training programs include soft copy study materials.
Hayford’s certificates are provided free of charge. However, for KHDA and other professional certifications, additional fees may apply.
Depending on the course, there may be a post-assessment evaluation to complete the program.
We provide mock tests and past paper revisions to help students prepare for the final exam.